金融中介   financial   intermediaries

资本市场  capital markets

债务  debt

股本  equity

证券  securities

注册证券  registered  securities

证券交易委员会(SEC)  Securities and Exchange Commission

一级市场 primary issue

二级市场 secondary markets

私募   private placement

内幕信息   inside information

发行承销商 under writer

承销团 under writing syndicate

招股说明书 prospectus

冷静期 cooling off period

勤勉尽责 due diligence

全能银行 uinversal banking

做市 market making

交易商 dealer

批发价/买入价 wholesale/bid

零售价/卖出价 retail/sak

买卖价差 bid-ask spread

自营业务 proprietary trading

发起 origination

销售 distribution

承担风险 risk bearing

公平职业规则 Rules of Fair Practice

承销价差 underwriting spread 

超额配售选择权 overallotment option

首次公开发行（IPO） initial public offering

增发(SEO) seasoned orffering